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For Advisors : Regal Securities Products and Services

Products & Services

Regal Securities, Inc.

Regal Securities offers a diversified range of products and services. If you see a product that you are interested in contact your broker for assistance.

Products

Regal Securities provides execution for all types of securities including:

IPOs & Secondary Offerings Exchange Traded Funds (ETFs) Bonds & Fixed Income Offerings with a wide range of maturity, quality and yield options. Corporate Fixed Income Securities US Government and Agency Securities Municpal Bonds and Notes Your choice of nearly 600 mutual funds families (networked funds) Open End Mutual Funds Close End Funds

ADRs Preferred Stock LEAPS® Options Certificates of Deposit Tax Advantage Investments Insurance Annuities & Retirement Plans Margin Accounts Limited Partnerships Unit Investment Trusts (UITs) Warrants, Right and Units Electronic Statements & Confirms

Services

Stock & Option Trading with execution on all US markets and major exchange such as NYSE, AMEX, and NASDAQ Option Strategies/Hedging Access to Canadian Exchanges Foreign Securities and Currency Settlement Restricted Securities Transactions To liquidate restricted securities, please contact your Registered Representative. International Currency Conversion - "FX" (Foreign Exchange) A service by which a trade is placed in a foreign currency and buying/selling the equivalent in US dollars (free).

Prime Brokerage or Institutional Client Services Extended Hours Trading Dividend Reinvestment Program (DRIP) Cashless Exercise & Processing Employee Stock Option Plans Online Account View Access to your portfolio and account activity including account balances, positions and transaction history. Cash Management Services Quicken® Download Download your account information directly into TurboTax®.

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The My Automated Advisor Website & Newsletter contain links to other Internet sites including quotes and financial market content from a third party. Such links and financial content should not be considered an endorsement and are provided for reference only. My Automated Advisor is not responsible for the content and accuracy of any third party information.